Responsibility.
Control. Transparency.
Governance and regulation
Apex Management GP Ltd. is regulated by the Astana Financial Services Authority in the Astana International Financial Centre.
Authorised Firm
Regulatory status
AFSA-A-LA-2023-0009
Managing a Collective Investment Scheme in respect of Exempt Funds
Open the licence PDF ↗
Verify in the AFSA register ↗ Managing a Collective Investment Scheme in respect of Exempt Funds
Open the licence PDF ↗
Infrastructure for international capital.
The AIFC jurisdiction brings regulation, legal infrastructure and capital-market instruments together in a single institutional environment.
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01 / Regulatory environment
Independent regulation and supervision of financial services by AFSA. -
02 / Legal infrastructure
A distinct legal environment, court and international arbitration for dispute resolution. -
03 / Capital markets
AIX infrastructure and instruments for raising and deploying capital. -
04 / International capital
An environment designed for engagement with institutional and international investors. -
05 / Institutional ecosystem
Professional, financial and infrastructure services within a single ecosystem.
CORPORATE GOVERNANCE
Separation of management and control functions
Investment decisions and execution oversight are allocated between management and control functions.
Executive management
Coordination of the company's activities and management functions.
Finance function
Accounting, budgeting, cash flows and reporting.
Compliance
Compliance requirements, internal policies and conflicts of interest.
Risk management
Identification, assessment and monitoring of material investment, financial and operational risks.
Risk management
Risk management
Risk management is part of Apex Management GP's corporate governance and covers identification, assessment, monitoring, reporting and risk mitigation measures.
What risks the fund or transaction assumes.
We identify the nature and source of risk before it becomes part of the investment decision.
We identify the nature and source of risk before it becomes part of the investment decision.
Materiality and potential impact.
We assess the potential impact of risk on the investment, the fund and strategy execution.
We assess the potential impact of risk on the investment, the fund and strategy execution.
How risk changes after the investment decision.
We monitor key risk factors and changes that may affect investment execution.
We monitor key risk factors and changes that may affect investment execution.
Measures, escalation and management information.
Where necessary, we take corrective action and escalate material matters to the appropriate level of governance.
Where necessary, we take corrective action and escalate material matters to the appropriate level of governance.
COMPLIANCE
Client due diligence and compliance
Apex Management GP applies customer due diligence (CDD), know-your-customer (KYC) procedures and anti-money-laundering / counter-terrorist-financing (AML/CTF) measures in accordance with applicable AIFC requirements and the company's internal documents.
Identification and verification of the client or counterparty.
The review is conducted to the applicable extent, taking into account the nature of the relationship and company requirements.
The review is conducted to the applicable extent, taking into account the nature of the relationship and company requirements.
Anti-money laundering and counter-terrorist financing measures.
Control procedures are embedded in the process of engaging with clients and counterparties.
Control procedures are embedded in the process of engaging with clients and counterparties.
Verification of recipient status before providing certain materials.
Additional identification is applied where necessary for controlled access to information.
Additional identification is applied where necessary for controlled access to information.
Conflicts of interest
Conflicts of interest
The company takes reasonable steps to identify conflicts between the company, employees and clients, as well as between clients. Depending on the circumstances, a conflict is prevented, managed or disclosed so that client interests are not adversely affected.
Regulation and corporate governance ↗ Identify the parties and source of a potential conflict.
We record circumstances in which the interests of the parties may conflict.
We record circumstances in which the interests of the parties may conflict.
Separate functions or restrict the involvement of the interested person.
We select management measures based on the nature of the conflict and the roles of the interested parties.
We select management measures based on the nature of the conflict and the roles of the interested parties.
Disclose the conflict when required.
Disclosure is used as one of the conflict-management tools where required.
Disclosure is used as one of the conflict-management tools where required.
Investment materials
Access to extended information
General corporate information on the site is publicly available. Certain materials about funds, investment terms or specific investment opportunities may be provided only through a controlled channel and after verifying that the recipient meets applicable requirements. A public fund page does not replace the specific disclosures and documents relating to a particular offering.
Request information ↗ Feedback
Enquiries and complaints.
If you have a question or complaint, submit an enquiry to the company. The review procedure and contact details are provided in a dedicated section.
Complaints procedure ↗ Contact Apex
Tell us about your objective — the Apex team will contact you.
Your data is used only to review your enquiry.
MANAGEMENT GP
Institutional capital.
Real economy.
Institutional capital.
Real economy.
Astana, Kazakhstan
© 2026 Apex Management GP Ltd.
BIN 230940900036 · AFSA AFSA-A-LA-2023-0009
The materials are for general information only and do not constitute a public offer or investment recommendation.
BIN 230940900036 · AFSA AFSA-A-LA-2023-0009
The materials are for general information only and do not constitute a public offer or investment recommendation.
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